Roman
Franklin

Marketriders

CRD#4829054
Investment Advisor
in Chesterfield, MO

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About this Advisor

Roman Franklin is a financial advisor based in Chesterfield, Missouri, working with Marketriders. Roman has previously held positions at Franklin Financial Planning, Inc, Bauerle Financial Inc, Smc Global Usa, Inc, Axis India, LLC, Marketriders, Inc, Simplicity Esports, Consultant, and Franklin Financial Planning. Roman has passed the Series 65 and Series 66 regulatory exams and is registered to provide services in California, Florida, Illinois, and Missouri. Currently, Roman is part of Marketriders, which operates out of Chesterfield, Missouri. The firm has 4 employees and manages assets totaling $556.0 million. The firm serves a variety of clients, including high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, publication of newsletters, and other services. The fee structure at Marketriders includes asset-based fees.

Certifications and Registrations

Series 65, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Publication of periodicals or newsletters, Other

Fee Structure

Percentage of Assets, Subscription Fees

Office Location

1 Mcbride and Son Center Dr. Suite 288
Chesterfield, MO 63005

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Marketriders Brokerage Details

Total Assets Under Management

$556,016,052

MO Average: $11,469,110,461
Total Number of Employees

4

MO Average: 458
Total Number of Accounts

334

MO Average: 33,415
Average Account Size

$1,664,719

MO Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Publication of periodicals or newsletters
  • Other

Roman Franklin Work History

2023 - Present (1 year)

Marketriders, Inc

2020 - Present (4 years)

Simplicity Esports

2018 - Present (6 years)

Franklin Financial Planning, Inc

2016 - 2018 (2 years)

Consultant

2015 - 2017 (2 years)

Smc Global Usa, Inc

2015 - 2015 (< 1 year)

Axis India, LLC

2014 - 2016 (2 years)

Bauerle Financial Inc

2006 - 2014 (8 years)

Franklin Financial Planning, Inc

2006 - 2014 (8 years)

Franklin Financial Planning

Disclosures

Please visit the SEC profile of Roman Franklin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Marketriders

Kristopher Wallace
Chesterfield, MO
Roman Franklin
Chesterfield, MO

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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