Kimberly
Roth

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#4723372
Investment Advisor
in Missoula, MT

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About this Advisor

Kimberly Roth is an investment advisor located in Missoula, Montana. Currently a registered financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc, Roth has 17 years of experience in the financial advisory industry. Roth has a Series 66 license, designating them as both a securities agent and an investment advisor representative. Roth is able to work with customers based out of Montana and Texas. Throughout their career, they have worked at Bank Of America, N.A and Merrill Lynch, Pierce, Fenner & Smith Inc. Merrill Lynch, Pierce, Fenner & Smith Inc is headquartered in Missoula, Montana, and has 3,270 other locations throughout the nation. As an advisor firm, Merrill Lynch, Pierce, Fenner & Smith Inc oversees $962 billion in assets covering 2,529,169 accounts and employs more than 36,383 people. The amount of assets the firm manages places it among the biggest firms in the nation. The firm manages 778,387 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 7% of the advisory firm's clients are high-net-worth individuals, meaning they have greater than $1 million in capital. Merrill Lynch, Pierce, Fenner & Smith Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

17 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

330 N Higgins Ave
Missoula, MT 59807

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$962,052,205,321

MT Average: $7,464,549,021
Total Number of Employees

36,383

MT Average: 88
Total Number of Accounts

2,529,169

MT Average: 3,892
Average Account Size

$380,383

MT Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Kimberly Roth Work History

Kimberly has 17 years of experience.

2011 - Present (10 years)

Bank Of America, N.A

2003 - Present (18 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Kimberly Roth has no disclosures.

Please visit their SEC profile for more details.

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Jacob Church
Henderson, NV
Ryan Harrison
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Aniello Iazzetta
Concord, CA
Chor-Shing Chan
New York, NY
Jeffrey Petersen
Vero Beach, FL
Michael Mason
Holly Springs, NC
Rayan Hamze
Chandler, AZ

This content was compiled from the SEC and FINRA.

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