Levi
Cass

Lpl Financial LLC

CRD#6064319
Investment Advisor
in Glendale, AZ

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About this Advisor

Levi Cass is a financial advisor operating out of Glendale, Arizona, with 1 year of industry experience. Cass is on the advisory team at Lpl Financial LLC. During their career, the advisor has held roles at Securities America Inc, Securities America Advisors, Ameritas Investment Corp, Ameritas Advisory Services, LLC and Lpl Financial LLC. Cass maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to advise clients in California and Texas. Lpl Financial LLC is a firm that has its headquarters in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 employees. It handles $368 billion in assets among its 1,688,501 accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm provides services to 3,425 charitable organizations. Of its 1,688,501 client accounts, 31% belong to high-net-worth investors who have more than $1 million in assets available to invest. The advisory firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors typically vary depending on the type of services. Fees charged by Lpl Financial LLC most likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Glendale, AZ

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

AZ Average: $646,059,043
Total Number of Employees

31,366

AZ Average: 13
Total Number of Accounts

1,688,501

AZ Average: 661
Average Account Size

$217,956

AZ Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Levi Cass Work History

Levi has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Lpl Financial LLC

2021 - 2022 (1 year)

Ameritas Advisory Services, LLC

2019 - 2022 (3 years)

Ameritas Investment Corp

2014 - 2019 (5 years)

Securities America Advisors

2012 - 2019 (7 years)

Securities America Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Levi Cass to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Joseph Praino
Purchase, NY
Daniel Gielow
Festus, MO
Bridget Platania
Arlington Heights, IL
Eric Shore
Danville, IL
Aaron Belgard
Guntersville, AL
Jon Mcknight
Dyersburg, TN
Karen Soule
Boston, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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