Anthony
Goldstein
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Anthony Goldstein is a financial advisor who works in Las Vegas, Nevada with 10 years of relevant experience. Goldstein is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, they have worked at Ubs Financial Services Inc, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Goldstein maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to work in Nevada and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory company operating out of New York, NY. It has offices in 3,372 locations and a total of 36,687 financial advisors. It has $1 trillion in assets under management between its 2,864,234 client accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm provides financial advice to 4,459 charities and foundations. Of its 2,864,234 client accounts, 23% are associated with high-net-worth clients who have greater than $1 million in assets. The advisory firm offers a broad assortment of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors typically depend on which services the firm provides the client. However, fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$1,093,689,238,206
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
36,687
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
2,864,234
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$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Anthony Goldstein Work History
Anthony has been registered as a financial advisor for 10 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Ubs Financial Services Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Anthony Goldstein to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
Scottsdale, AZ
Westlake, OH
Vienna, VA
Newport Beach, CA
Austin, TX
Towson, MD
Newport Beach, CA
Stuart, FL
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
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