Benjamin
Sloves

Prospera Financial Services, Inc

CRD#6861211
Investment Advisor
in Incline Village, NV

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About this Advisor

Benjamin Sloves is a financial advisor based in Incline Village, Nevada, working with Prospera Financial Services, Inc. Benjamin has previously held positions at Bizarre Guitar, Sierra Wellness, Morgan Stanley, University Of Nevada, Reno, Morgan Stanley Private Bank, N.A, and Prospera Financial Services Inc. Benjamin has passed the Series 66 regulatory exam and is registered to provide services in Nevada. Currently, Benjamin is part of Prospera Financial Services, Inc, which operates out of Incline Village, Nevada. The firm has 105 offices and 240 employees. The firm manages assets totaling $7.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The fee structure at Prospera Financial Services, Inc includes asset-based, hourly, fixed, commission-based, performance-based, and other fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others

Office Location

120 Country Club Unit 7
Incline Village, NV 89451

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Prospera Financial Services, Inc Brokerage Details

Total Assets Under Management

$7,913,077,866

NV Average: $3,042,739,679
Total Number of Employees

240

NV Average: 49
Total Number of Accounts

20,915

NV Average: 2,315
Average Account Size

$378,345

NV Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Benjamin Sloves Work History

2020 - Present (4 years)

Prospera Financial Services Inc

2019 - 2020 (1 year)

Morgan Stanley Private Bank, N.A

2018 - 2020 (2 years)

Morgan Stanley

2017 - 2017 (< 1 year)

Sierra Wellness

2017 - 2018 (1 year)

Morgan Stanley

2016 - 2016 (< 1 year)

University Of Nevada, Reno

2011 - 2016 (5 years)

Bizarre Guitar

Disclosures

Please visit the SEC profile of Benjamin Sloves to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prospera Financial Services, Inc

Tyler Lewis
Laconia, NH
Nicholas Cipriano
Rancho Santa Fe, CA
Joseph Giardano
Dallas, TX
Charles Evans
Dallas, TX
David Shafranek
Dallas, TX
Anna Houser
Belmont, NC
Jonathan Fuimaono
Buckeye, AZ
Jed Kutzen
Melrose, MA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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