Thomas
Caruso
Prospera Financial Services, Inc
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About this Advisor
Thomas Caruso is a financial advisor based in Mc Lean, Virginia, working with Prospera Financial Services, Inc. Thomas has previously held positions at Morgan Stanley & Co., Inc, Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, Ameriprise Financial Services, Inc, and Prospera Financial Services. Thomas has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Texas and Virginia. Currently, Thomas is part of Prospera Financial Services, Inc, which operates out of Mc Lean, Virginia. The firm has 105 offices and 240 employees. The firm manages assets totaling $7.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The fee structure at Prospera Financial Services, Inc includes asset-based, hourly, fixed, commission-based, performance-based, and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Prospera Financial Services, Inc Brokerage Details
$7,913,077,866
240
20,915
$378,345
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Thomas Caruso Work History
Prospera Financial Services
Morgan Stanley Private Bank, National Association
Ameriprise Financial Services, Inc
Morgan Stanley Smith Barney
Morgan Stanley & Co., Inc
Disclosures
Please visit the SEC profile of Thomas Caruso to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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