Diane
Rice

Read & Powell Financial Services, LLC

CRD#4252745
Investment Advisor
in Elko, NV

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About this Advisor

Diane Rice is a financial advisor operating out of Elko, Nevada with 11 years of relevant experience. Rice currently works for Read & Powell Financial Services, LLC. They have worked at Read & Powell Financial Services, Llc for their entire career. Rice holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Nevada. Read & Powell Financial Services, LLC is a company based out of Elko, NV. It administers $115 million in total assets between its 582 customer accounts, placing it among the mid-sized financial advisory firms in the United States by assets under management. The firm advises one charities and foundations. Of its 582 accounts, 93% belong to high-net-worth clients who have at least $1 million in investable assets. Read & Powell Financial Services, LLC provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors largely vary depending on which services the firm provides the client. However, fees billed by Read & Powell Financial Services, LLC most likely consist of some blend of asset-based and hourly fees.

Certifications and Registrations

Series 66

Years Registered*

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges

Office Location

491 Fifth Street
Elko, NV 89801

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Read & Powell Financial Services, LLC Brokerage Details

Total Assets Under Management

$114,453,643

NV Average: $664,206,839
Total Number of Employees

6

NV Average: 10
Total Number of Accounts

582

NV Average: 1,698
Average Account Size

$196,656

NV Average: $391,170

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Diane Rice Work History

Diane has been registered as a financial advisor for 11 years.*

2011 - Present (13 years)

Wells Fargo Advisors LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Diane Rice to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Read & Powell Financial Services, LLC

Diane Rice
Elko, NV
Eric Wiseman
Elko, NV
David Malone
Elko, NV
Nick Konakis
Elko, NV
Anthony Aguirre
Elko, NV

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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