Douglas
Heck

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#2878125
Investment Advisor
in Las Vegas, NV

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About this Advisor

Douglas Heck is a financial advisor operating out of Las Vegas, Nevada, with a total of 13 years of financial industry experience. Heck is an advisor for Merrill Lynch, Pierce, Fenner & Smith Inc. The advisor has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Heck has Series 65 and Series 66 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Nevada and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory company that has its headquarters in Las Vegas, Nevada. The company has offices in 3,374 locations and a total of 34,906 employees. It has $1 trillion in total assets among its 2,825,602 customer accounts, placing it among the largest firms in the country by assets under management. The firm provides services to 5,339 charities and foundations. Of its 2,825,602 customer accounts, just 9% are held by high-net-worth clients who have greater than $1 million in investable assets. The business performs a number of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fee schedules usually vary depending on which services the firm provides the client. Fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc most likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 65, Series 66

Years of Experience

13 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

400 S Rampart Blvd
Las Vegas, NV 89145

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,283,837,699,073

NV Average: $7,464,549,021
Total Number of Employees

34,906

NV Average: 88
Total Number of Accounts

2,825,602

NV Average: 3,892
Average Account Size

$454,359

NV Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Douglas Heck Work History

Douglas has 13 years of experience.

2010 - Present (13 years)

Bank Of America, N.A

2009 - Present (14 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Douglas Heck has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

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Chandler, AZ
Regis Rodrigues
New Caney, TX
Robert Thomas
Mckinney, TX
Lisa Adamonis Pile
Newport News, VA
Sharif Charles
Washington, DC
Seann Courtney
New York, NY
Wayne Ramsey
Lufkin, TX
Aaron Solomon
Nashville, TN

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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