Nicholas
Hathaway
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Nicholas Hathaway is a financial advisor based in Manchester, New Hampshire, working with Merrill Lynch, Pierce, Fenner & Smith Inc. Nicholas has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Inc, Auburn Recreation Department, Martindale Country Club, Lewiston Auburn Youth Soccer Association, Providence College, Twin City Financial Group, Ingersoll Turf Facility, and Bank Of America, N.A. Nicholas has passed the Series 66 regulatory exam and is registered to provide services in Connecticut, Maine, New Hampshire, and Texas. Currently, Nicholas is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Manchester, New Hampshire. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,271,593,679,276
34,934
2,911,578
$436,737
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Nicholas Hathaway Work History
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Providence College
Twin City Financial Group
Martindale Country Club
Providence College
Auburn Recreation Department
Ingersoll Turf Facility
Lewiston Auburn Youth Soccer Association
Disclosures
Please visit the SEC profile of Nicholas Hathaway to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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