Curtis
Brooks
5C Capital Management, LLC
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About this Advisor
Curtis Brooks is a certified financial planner and chartered financial consultant who works in Woodcliff Lake, New Jersey with 6 years of relevant experience. Brooks is an advisor for 5C Capital Management, LLC. During their career, the advisor has held roles at Usaa Financial Advisors Inc and Usaa Financial Planning Services. Brooks maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to advise clients in Connecticut and New Jersey. 5C Capital Management, LLC is an advisory business that has its headquarters in Woodcliff Lake, NJ. The investment advisory business has offices in two locations and a total of seven employees. It controls $399 million in assets across its 1,442 client accounts, placing it among the larger investment advisory firms in the United States by assets under management. The firm serves five charities and foundations. Of its 1,442 customer accounts, 27% belong to high-net-worth individuals who have more than $1 million in assets available to invest. 5C Capital Management, LLC offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fee schedules vary depending on the type of financial services offered. Fees billed by 5C Capital Management, LLC most likely are comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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5C Capital Management, LLC Brokerage Details
$399,006,736
7
1,442
$276,704
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Curtis Brooks Work History
Curtis has been registered as a financial advisor for 6 years.*
Usaa Financial Advisors Inc
Usaa Financial Planning Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Curtis Brooks to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at 5C Capital Management, LLC
West Harrison, NY
Woodcliff Lake, NJ
Mount Pleasant, SC
Woodcliff Lake, NJ
Woodcliff Lake, NJ
Woodcliff Lake, NJ
Woodcliff Lake, NJ
Woodcliff Lake, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
