Douglas
Cataldo
Sl Advisors, LLC
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About this Advisor
Douglas Cataldo is a financial advisor based out of Westfield, New Jersey with a total of 5 years of industry experience. Cataldo is currently employed by Sl Advisors, LLC. Throughout their career, they have worked at Putnam Investments, John Hancock, Mortgage Network Inc, Dhk Financial Advisors, The University Of New Hampshire, One Charles Private Wealth, Purshe Kaplan Sterling Investments, Harbor Capital Advisors, Harbor Funds Distributors and Sl Advisors, LLC. Cataldo has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can operate in New Jersey. Sl Advisors, LLC is an advisory business operating in Westfield, New Jersey. The firm has offices in three locations and just five people on staff. It administers $306 million in assets under management across its 34 client accounts, making it one of the mid-sized investment advisory firms in the nation by assets under management. Of its 34 customer accounts, 90% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. The advisory firm provides a number of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients and publication of newsletters. A financial advisor's fees typically depend on the type of services. However, fees charged by Sl Advisors, LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sl Advisors, LLC Brokerage Details
$305,886,079
5
34
$8,996,649
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Publication of periodicals or newsletters
Douglas Cataldo Work History
Douglas has been registered as a financial advisor for 5 years.*
Sl Advisors, LLC
One Charles Private Wealth
Purshe Kaplan Sterling Investments
Harbor Capital Advisors
Harbor Funds Distributors
Putnam Investments
John Hancock
Mortgage Network Inc
Dhk Financial Advisors
The University Of New Hampshire
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Douglas Cataldo to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sl Advisors, LLC
Westfield, NJ
Westfield, NJ
Westfield, NJ
Westfield, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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