Fei
Yiu

Hsbc Securities (Usa) Inc

CRD#5243279
Investment Advisor
in Chatham, NJ

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About this Advisor

Fei Yiu is a financial advisor operating out of Chatham, New Jersey, with a total of 8 years of industry experience. Yiu is an employee of Hsbc Securities (Usa) Inc. Throughout their career, they have worked at Hsbc Securities (Usa) Inc, Jp Morgan Securities LLC and Hsbc Bank Usa, N.A. Yiu holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can advise clients in Delaware, District Of Columbia, Indiana, New Jersey, New York, North Carolina, Texas and Utah. Hsbc Securities (Usa) Inc is a registered investment firm headquartered in New York, NY. The investment advisory business has offices in 60 locations and a total of 510 people on staff. It administers $3 billion in total assets across its 13,225 accounts, making it one of the largest investment advisory firms in the United States by assets under management. Of its 13,225 accounts, 25% belong to high-net-worth investors who have at least $1 million in assets. Hsbc Securities (Usa) Inc offers a number of services, such as portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Fees for financial management typically vary depending on which service is offered. However, fees billed by Hsbc Securities (Usa) Inc can be comprised of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66

Years Registered*

8 years

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

407 Main Street
Chatham, NJ 07928

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$2,818,810,644

NJ Average: $7,464,549,021
Total Number of Employees

510

NJ Average: 88
Total Number of Accounts

13,225

NJ Average: 3,892
Average Account Size

$213,143

NJ Average: $1,917,921

Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Fei Yiu Work History

Fei has been registered as a financial advisor for 8 years.*

2016 - Present (8 years)

Hsbc Bank Usa, N.A

2015 - Present (9 years)

Hsbc Securities (Usa) Inc

2014 - 2015 (1 year)

Jp Morgan Securities LLC

2013 - 2014 (1 year)

Hsbc Securities (Usa) Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Fei Yiu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hsbc Securities (Usa) Inc

Aniello Fabi
Brooklyn, NY
Giovanna Pagano-Decker
Scarsdale, NY
Robert Garomo
Brooklyn, NY
Ricardo Ramirez
Beverly Hills, CA
Giscard Chery
New Hyde Park, NY
Keith Smith
Depew, NY
Angela Carracino
Forest Hills, NY
Heidi Lau
Fremont, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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