Fred
Peters

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6629937
Investment Advisor
in Toms River, NJ

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About this Advisor

Fred Peters is a financial advisor based out of Toms River, New Jersey with 7 years of industry experience. Peters currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, Peters has worked at Merrill Lynch, Pierce, Fenner & Smith Inc, Timothy Peters Plumbing & Heating Company, Inc and Bank Of America, N.A. Peters has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to serve investors in New Jersey and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory firm based in New York, NY. The investment advisory business has offices in 3,372 locations and a total of 36,687 financial advisors. It controls $1 trillion in total assets between its 2,864,234 client accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm serves 4,459 charitable organizations. Of its 2,864,234 client accounts, 23% belong to high-net-worth individuals who have greater than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc performs a wide set of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial advice largely are based on which services the firm provides the client. However, fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc can include any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

7 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

1415 Hooper Ave
Toms River, NJ 08753

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

NJ Average: $7,464,549,021
Total Number of Employees

36,687

NJ Average: 88
Total Number of Accounts

2,864,234

NJ Average: 3,892
Average Account Size

$381,844

NJ Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Fred Peters Work History

Fred has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2016 - Present (8 years)

Bank Of America, N.A

2016 - 2016 (< 1 year)

Timothy Peters Plumbing & Heating Company, Inc

2015 - 2015 (< 1 year)

Timothy Peters Plumbing & Heating Company, Inc

2014 - 2015 (1 year)

Timothy Peters Plumbing & Heating Company, Inc

2013 - 2013 (< 1 year)

Timothy Peters Plumbing & Heating Company, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Fred Peters to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Thanh Le
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Suzana Markasevic
New York, NY
Paul Michael Reyes
Oak Brook, IL
Daniel Montesinos
West Jordan, UT
Thomas Theodore
Lincoln, RI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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