Stifel, Nicolaus & Company, Inc

Investment Advisor
in Succasunna, NJ

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About this Advisor

Harold Uszerowicz is a financial advisor based in Succasunna, New Jersey, who has been in the advisory business for 10 years. Uszerowicz is currently employed by Stifel, Nicolaus & Company, Inc. Uszerowicz has gained experience at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC and Stifel Nicolaus & Co Inc. Uszerowicz maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to work in New Jersey and Texas. Stifel, Nicolaus & Company, Inc is a registered investment firm headquartered in Succasunna, New Jersey. The firm has offices in 434 locations and a total of 6,384 advisors. It administers $149 billion in assets across its 316,625 accounts, placing it among the biggest firms in the nation by assets under management. The firm serves 1,274 charitable organizations. Of its 316,625 client accounts, 27% belong to high-net-worth clients who have at least $1 million in investable assets. The company provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules usually are based on which service is offered. However, fees billed by Stifel, Nicolaus & Company, Inc most likely include some combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions



Office Location

15 Commerce Blvd. 275 Rt 10 East, Suite #209
Succasunna, NJ 07876

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management


NJ Average: $11,469,110,461
Total Number of Employees


NJ Average: 458
Total Number of Accounts


NJ Average: 33,415
Average Account Size


NJ Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Harold Uszerowicz Work History

Harold has 10 years of experience.

2019 - Present (3 years)

Stifel Nicolaus & Co Inc

2016 - 2019 (3 years)

Wells Fargo Clearing Services, LLC

2012 - 2016 (4 years)

Wells Fargo Advisors LLC


Harold Uszerowicz has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Lori Nurge
Ketchum, ID
Sue Brenner
Portage, MI
Eduardo Aguirre
Indianapolis, IN
Jennifer Kilpatrick
Dublin, OH
Sean Dean
Boston, MA
Harold Uszerowicz
Succasunna, NJ
Thomas Mcdonnell
New York, NY

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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