Stifel, Nicolaus & Company, Inc
About this Advisor
Harold Uszerowicz is a financial advisor based in Succasunna, New Jersey, who has been in the advisory business for 10 years. Uszerowicz is currently employed by Stifel, Nicolaus & Company, Inc. Uszerowicz has gained experience at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC and Stifel Nicolaus & Co Inc. Uszerowicz maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to work in New Jersey and Texas. Stifel, Nicolaus & Company, Inc is a registered investment firm headquartered in Succasunna, New Jersey. The firm has offices in 434 locations and a total of 6,384 advisors. It administers $149 billion in assets across its 316,625 accounts, placing it among the biggest firms in the nation by assets under management. The firm serves 1,274 charitable organizations. Of its 316,625 client accounts, 27% belong to high-net-worth clients who have at least $1 million in investable assets. The company provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules usually are based on which service is offered. However, fees billed by Stifel, Nicolaus & Company, Inc most likely include some combination of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Harold Uszerowicz Work History
Harold has 10 years of experience.
Stifel Nicolaus & Co Inc
Wells Fargo Clearing Services, LLC
Wells Fargo Advisors LLC
Harold Uszerowicz has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Stifel, Nicolaus & Company, Inc
Saint Louis, MO
New York, NY
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com.
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