James
Korn

New York Life Investment Management LLC

CRD#5224606
Investment Advisor
in Basking Ridge, NJ

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About this Advisor

James Korn is a financial advisor based in Basking Ridge, New Jersey, working with New York Life Investment Management LLC. James has previously held a position at New York Life Investment Management LLC. James has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in New Jersey. Currently, James is part of New York Life Investment Management LLC, which operates out of Basking Ridge, New Jersey. The firm has 319 employees and manages assets totaling $99.3 billion. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The fee structure at New York Life Investment Management LLC includes asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

Basking Ridge, NJ

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New York Life Investment Management LLC Brokerage Details

Total Assets Under Management

$99,286,369,686

NJ Average: $7,464,549,021
Total Number of Employees

319

NJ Average: 88
Total Number of Accounts

1,160

NJ Average: 3,892
Average Account Size

$85,591,698

NJ Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

James Korn Work History

2007 - Present (17 years)

New York Life Investment Management LLC

Disclosures

Please visit the SEC profile of James Korn to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at New York Life Investment Management LLC

Travis Caswell
New York, NY
Matthew Simons
Wayne, NJ
Aisha Elezi
New York, NY
Matthew Godelman
Holmdel, NJ
Johnson Asase Jr
New York, NY
Gregory Maffei
New York, NY
Frank Lopresti
New York, NY
Kevin Moore
Mystic, CT

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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