Ricot
Chancy

New York Life Investment Management LLC

CRD#6478191
Investment Advisor
in New York, NY

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Ricot Chancy is a financial advisor based in New York, New York, working with New York Life Investment Management LLC. Ricot has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Inc, Dow Jones, Ascenus, Inc, Ascensus Financial Services, LLC, Ascensus Broker Dealer Services, LLC, Santander Bank, Na, Santander Securities, LLC, and New York Life. Ricot has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in New Jersey. Currently, Ricot is part of New York Life Investment Management LLC, which operates out of New York, New York. The firm has 319 employees and manages assets totaling $99.3 billion. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The fee structure at New York Life Investment Management LLC includes asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

51 Madison Avenue
New York, NY 10010

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

New York Life Investment Management LLC Brokerage Details

Total Assets Under Management

$99,286,369,686

NY Average: $7,464,549,021
Total Number of Employees

319

NY Average: 88
Total Number of Accounts

1,160

NY Average: 3,892
Average Account Size

$85,591,698

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

Ricot Chancy Work History

2020 - Present (4 years)

New York Life

2020 - 2020 (< 1 year)

Santander Bank, Na

2020 - 2020 (< 1 year)

Santander Securities, LLC

2018 - 2019 (1 year)

Ascensus Broker Dealer Services, LLC

2017 - 2019 (2 years)

Ascenus, Inc

2017 - 2018 (1 year)

Ascensus Financial Services, LLC

2015 - 2017 (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - 2015 (1 year)

Dow Jones

Disclosures

Please visit the SEC profile of Ricot Chancy to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at New York Life Investment Management LLC

Lisa Duttry
New York, NY
Kevin Moore
Mystic, CT
Frank Lopresti
New York, NY
Johnson Asase Jr
New York, NY
Aisha Elezi
New York, NY
Travis Caswell
New York, NY
Sean Youn
New York, NY
Ricot Chancy
New York, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started