James
Vaughan
Vaughan And Company Securities, Inc
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About this Advisor
James Vaughan is a financial advisor based in Ridgewood, New Jersey, working with Vaughan And Company Securities, Inc. James has previously held positions at Fairleigh Dickinson University and Vaughan And Company Securities, Inc. James has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in New Jersey and Texas. Currently, James is part of Vaughan And Company Securities, Inc, which operates out of Ridgewood, New Jersey. The firm has 7 employees and manages assets totaling $250.0 million. The firm serves a variety of clients, including high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and other services. The fee structure at Vaughan And Company Securities, Inc includes asset-based, fixed, performance-based, and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Vaughan And Company Securities, Inc Brokerage Details
$250,000,000
7
440
$568,182
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Other
James Vaughan Work History
Vaughan And Company Securities, Inc
Fairleigh Dickinson University
Disclosures
Please visit the SEC profile of James Vaughan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Vaughan And Company Securities, Inc
Ridgewood, NJ
Ridgewood, NJ
Ridgewood, NJ
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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