James
Vaughan
Vaughan And Company Securities, Inc
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About this Advisor
James Vaughan is a certified financial planner working in Ridgewood, New Jersey with a total of 10 years of relevant experience. Vaughan is currently employed by Vaughan And Company Securities, Inc. Over the course of their career, they have held roles at Fairleigh Dickinson University and Vaughan And Company Securities, Inc. Vaughan has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to serve investors in New Jersey and Texas. Vaughan And Company Securities, Inc is a registered investment business operating out of Ridgewood, NJ. It oversees $226 million in assets across its 479 client accounts, making it one of the mid-sized investment advisory firms in the country by assets under management. Of its 479 customer accounts, 70% are held by high-net-worth individuals who have more than $1 million in assets. The business has a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. A financial advisor's fees usually vary depending on the type of financial services offered. However, fees billed by Vaughan And Company Securities, Inc most likely include asset-based, fixed, performance-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Vaughan And Company Securities, Inc Brokerage Details
$226,000,000
6
479
$471,816
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Other
James Vaughan Work History
James has been registered as a financial advisor for 10 years.*
Vaughan And Company Securities, Inc
Fairleigh Dickinson University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Vaughan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Vaughan And Company Securities, Inc
Ridgewood, NJ
Ridgewood, NJ
Ridgewood, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.