John
Smallwood

Smallwood Wealth Management

CRD#2132725
Investment Advisor
in Red Bank, NJ

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

John Smallwood is a certified financial planner operating in Red Bank, New Jersey with a total of 6 years of industry experience. Smallwood works at Smallwood Wealth Management. Throughout their career, Smallwood has worked at Smallwood Associates LTD, John L. Smallwood, Commonwealth Financial Network, Smallwood Wealth Investment Management, LLC, Purshe Kaplan Sterling Investments, Hanlon Investment Management D/B/A Smallwood Wealth Management and Smallwood Associates, LTD. Smallwood holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in New Jersey and Texas. Smallwood Wealth Management is a financial advisory business that has its headquarters in Red Bank, NJ. It has $247 million in assets among its 814 accounts, making it one of the mid-sized investment advisory firms in the country by assets under management. The firm provides services to two charities and foundations. Of its 814 accounts, 26% are held by high-net-worth clients who have at least $1 million in investable assets. Smallwood Wealth Management provides a few services, including financial planning services and portfolio management for individuals and small businesses. Financial management fee schedules vary depending on which services are offered. However, fees charged by Smallwood Wealth Management most likely consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

199 Broad Street
Red Bank, NJ 07701

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Smallwood Wealth Management Brokerage Details

Total Assets Under Management

$246,541,541

NJ Average: $10,121,009,343
Total Number of Employees

6

NJ Average: 92
Total Number of Accounts

814

NJ Average: 6,978
Average Account Size

$302,877

NJ Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

John Smallwood Work History

John has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Smallwood Wealth Investment Management, LLC

2017 - Present (7 years)

Smallwood Associates, LTD

2016 - Present (8 years)

Purshe Kaplan Sterling Investments

2016 - 2017 (1 year)

Hanlon Investment Management D/B/A Smallwood Wealth Management

2011 - 2016 (5 years)

Commonwealth Financial Network

1990 - 2016 (26 years)

Smallwood Associates LTD

1990 - 2016 (26 years)

John L. Smallwood

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of John Smallwood to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Smallwood Wealth Management

Christopher Smallwood
Red Bank, NJ
Robert Marks
Red Bank, NJ
Edward Bao
Red Bank, NJ
Traci Kelly
Tarpon Springs, FL
Christine Flynn
Red Bank, NJ
John Smallwood
Red Bank, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started