Mark
Swingle
Westfield Financial Planning
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About this Advisor
Mark Swingle is a certified financial planner operating out of Westfield, New Jersey with a total of 6 years of relevant experience. Swingle works at Westfield Financial Planning. Throughout their career, Swingle has worked at Massachusetts Mutual Life Insurance Comp, Nfp Securities, Inc, Westfield Financial Planning and Kestra Financial Services, Inc. Swingle holds a Series 63 license, which qualifies them as a securities broker, and is registered to operate in New Jersey. Westfield Financial Planning is a registered investment company that has its headquarters in Westfield, NJ. It handles $168 million in total assets between its 552 client accounts, making it one of the mid-sized firms in the nation by assets under management. The firm advises two charitable organizations. Of its 552 customer accounts, 38% are held by high-net-worth investors who have more than $1 million in assets. Westfield Financial Planning performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, publication of newsletters and educational seminars. Fees for financial advice typically depend on which services the firm provides the client. Fees billed by Westfield Financial Planning likely include any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Westfield Financial Planning Brokerage Details
$168,270,368
6
552
$304,838
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
Mark Swingle Work History
Mark has been registered as a financial advisor for 6 years.*
Westfield Financial Planning
Massachusetts Mutual Life Insurance Comp
Kestra Financial Services, Inc
Nfp Securities, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mark Swingle to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Westfield Financial Planning
Westfield, NJ
Westfield, NJ
Westfield, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
