Nicholas
Pontilena

Equity Services, Inc

CRD#4241775
Investment Advisor
in Roseland, NJ

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About this Advisor

Nicholas Pontilena is a certified financial planner who works out of Roseland, New Jersey with 10 years of industry experience. Pontilena is on the advisory team at Equity Services, Inc. During their career, the advisor has held roles at Lpl Financial, LLC, National Life Group and Equity Services Inc. Pontilena maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can serve investors in New Jersey. Equity Services, Inc is a registered investment company that has its headquarters in Montpelier, VT. The investment advisory business has offices in 220 locations and a total of 440 advisors. It has $2 billion in assets among its 11,317 accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm provides services to five charities and foundations. Of its 11,317 customer accounts, 23% are associated with high-net-worth investors who have at least $1 million in assets available to invest. The business performs a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules usually vary depending on the financial services provided. However, fees billed by Equity Services, Inc likely include some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

103 Eisenhower Parkway Suite 306
Roseland, NJ 07068

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Equity Services, Inc Brokerage Details

Total Assets Under Management

$1,866,892,398

NJ Average: $4,257,716,217
Total Number of Employees

440

NJ Average: 30
Total Number of Accounts

11,317

NJ Average: 868
Average Account Size

$164,964

NJ Average: $4,905,203

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Nicholas Pontilena Work History

Nicholas has been registered as a financial advisor for 10 years.*

2013 - Present (11 years)

National Life Group

2013 - Present (11 years)

Equity Services Inc

2009 - 2013 (4 years)

Lpl Financial, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicholas Pontilena to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Shon Mclain
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Joshua Lochner
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Michael Chiarella
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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