Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Ralph Ervin is a financial advisor working out of Voorhees, New Jersey with a total of 6 years of relevant experience. Ervin is an advisor for Merrill Lynch, Pierce, Fenner & Smith Inc. Over the course of their career, Ervin has held roles at Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, Northwestern Mutual Investment Management, LLC, Tiaa, Tiaa-Cref Individual & Institutional Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Ervin has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can work in New Jersey and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory business operating out of New York, NY. The firm has offices in 3,372 locations and a total of 36,687 advisors. It administers $1 trillion in assets among its 2,864,234 accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm provides financial advisory services to 4,459 charities and foundations. Of its 2,864,234 accounts, 23% are held by high-net-worth clients who have more than $1 million in assets. The firm has a number of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules largely depend on which services the firm provides the client. Fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely consist of asset-based, fixed and commission-based fees.
Certifications and Registrations
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Ralph Ervin Work History
Ralph has been registered as a financial advisor for 6 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Tiaa-Cref Individual & Institutional Services, LLC
Northwestern Mutual Investment Management, LLC
Northwestern Mutual Life Insurance Company
Northwestern Mutual Investment Services LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Please visit the SEC profile of Ralph Ervin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
Mount Pleasant, SC
New York, NY
West Jordan, UT
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact firstname.lastname@example.org.
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