Robert
Romano

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#3252865
Investment Advisor
in New York, NY

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About this Advisor

Robert Romano is a financial advisor working in New York, New York with a total of 1 year of industry experience. Romano works at Merrill Lynch, Pierce, Fenner & Smith Inc. Romano has gained experience at Ubs Financial Services, Inc, Ubs Financial Services Inc and Merrill Lynch, Pierce, Fenner & Smith Inc. Romano maintains Series 63 and Series 66 licenses, designating them as a securities agent, and can serve investors in New York and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment firm based in New York, NY. The firm has offices in 3,372 locations and a total of 36,687 advisors. It manages $1 trillion in assets across its 2,864,234 customer accounts, making it one of the biggest firms in the United States by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 accounts, 23% are associated with high-net-worth investors who have at least $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc performs a number of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fees usually depend on which services are provided. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc can include any blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

One Bryant Park Investment Solutions Group
New York, NY 10036

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

NY Average: $7,464,549,021
Total Number of Employees

36,687

NY Average: 88
Total Number of Accounts

2,864,234

NY Average: 3,892
Average Account Size

$381,844

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Robert Romano Work History

Robert has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2013 - 2022 (9 years)

Ubs Financial Services Inc

2011 - 2013 (2 years)

Ubs Financial Services, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Robert Romano to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

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Scottsdale, AZ
Adam Runyan
Oak Brook, IL
Dufresne Nicolas
Hartford, CT
Curtis Reynolds
Newport Beach, CA
Alexander Galasso
New York, NY
Ashmi Dave
New York, NY
Jennifer Roensch
Vienna, VA
Thomas Holder
Stuart, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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