Roberto
Roffo
Swbc Investment Company
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About this Advisor
Roberto Roffo is a financial advisor who works out of Dayton, New Jersey who has 2 years of relevant experience. Roffo is an employee of Swbc Investment Company. Throughout their career, Roffo has worked at Advisors Asset Management, Inc, R&C Investment Advisors, LLC, Roosevelt & Cross, Inc, Swbc Investment Company, Swbc Investment Services, LLC and Herbert J. Sims & Co. Inc. Roffo has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can advise clients in New Jersey and Texas. Swbc Investment Company is a registered investment firm headquartered in San Antonio, TX. It has offices in 14 locations and a total of 45 advisors. It oversees $380 million in assets among its 340 client accounts, making it one of the bigger investment advisory firms in the nation by assets under management. Of its 340 client accounts, 28% are held by high-net-worth clients who have at least $1 million in assets available to invest. The business offers a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fee schedules are based on which services the firm provides the client. However, fee types billed by Swbc Investment Company can include any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Swbc Investment Company Brokerage Details
$380,146,900
45
340
$1,118,079
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Roberto Roffo Work History
Roberto has been registered as a financial advisor for 2 years.*
Swbc Investment Services, LLC
Swbc Investment Company
R&C Investment Advisors, LLC
Roosevelt & Cross, Inc
Herbert J. Sims & Co. Inc
Advisors Asset Management, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Roberto Roffo to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Swbc Investment Company
Dayton, NJ
San Antonio, TX
San Antonio, TX
San Antonio, TX
Richardson, TX
San Antonio, TX
San Antonio, TX
San Antonio, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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