Scott
Smith
Sfi Advisors, LLC
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About this Advisor
Scott Smith is a chartered financial analyst working in Montclair, New Jersey with 6 years of industry experience. Smith works at Sfi Advisors, LLC. The advisor has gained experience at Princeton Funds Distributor, Inc, Nfp Securities Inc, Sfi Advisors, LLC, Kestra Advisory Services, LLC and Kestra Investment Services, LLC. Smith holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can work in New Jersey. Sfi Advisors, LLC is a financial advisory firm operating out of Montclair, NJ. The investment advisory business has a total of 10 advisors. It controls $197 million in assets under management across its 335 accounts, making it one of the mid-sized investment advisory firms in the United States by assets under management. Of its 335 client accounts, 18% belong to high-net-worth individuals who have at least $1 million in assets. The firm offers a wide range of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and other services. Fees charged by financial advisors depend on which services are provided. Fees billed by Sfi Advisors, LLC most likely consist of some blend of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sfi Advisors, LLC Brokerage Details
$196,960,000
10
335
$587,940
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other
Scott Smith Work History
Scott has been registered as a financial advisor for 6 years.*
Sfi Advisors, LLC
Princeton Funds Distributor, Inc
Kestra Advisory Services, LLC
Kestra Investment Services, LLC
Nfp Securities Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Scott Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sfi Advisors, LLC
Montclair, NJ
Duluth, GA
Duluth, GA
Montclair, NJ
Montclair, NJ
Montclair, NJ
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