Yan
Chen

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6479175
Investment Advisor
in Fort Lee, NJ

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About this Advisor

Yan Chen is a financial advisor operating in Fort Lee, New Jersey. Chen is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Transamerica Financial Advisors, Inc, World Financial Group, Inc, Integra Lifesciences, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Chen holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to operate in New Jersey. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory company headquartered in New York, NY. The investment advisory business has offices in 3,372 locations and a total of 36,687 employees. It manages $1 trillion in assets between its 2,864,234 client accounts, placing it among the biggest firms in the country by assets under management. The firm provides services to 4,459 charitable organizations. Of its 2,864,234 customer accounts, 23% belong to high-net-worth clients who have greater than $1 million in assets. The business offers a diverse assortment of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fees largely vary depending on the financial services provided. However, fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc most likely include some blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

less than 1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

2200 Fletcher Ave
Fort Lee, NJ 07024

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

NJ Average: $7,464,549,021
Total Number of Employees

36,687

NJ Average: 88
Total Number of Accounts

2,864,234

NJ Average: 3,892
Average Account Size

$381,844

NJ Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Yan Chen Work History

Yan has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2023 - Present (1 year)

Bank Of America, N.A

2015 - 2023 (8 years)

Transamerica Financial Advisors, Inc

2014 - 2023 (9 years)

World Financial Group, Inc

2012 - 2015 (3 years)

Integra Lifesciences

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Yan Chen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Chicago, IL
Roger Glasgow
Chevy Chase, MD
Thanh Le
Dallas, TX
Daniel Montesinos
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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