Allison
Dawe

Thornburg Investment Management Inc

CRD#6421612
Investment Advisor
in Santa Fe, NM

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About this Advisor

Allison Dawe is a financial advisor working in Santa Fe, New Mexico with a total of 1 year of relevant experience. Dawe is currently employed by Thornburg Investment Management Inc. Over the course of their career, they have held roles at Thornburg Investment Management Inc, Merrill Lynch, Unemployed - College Student, Family Resource And Referral, Unemployeed - College Student and Gcm Grosvenor. Dawe maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to operate in New Mexico. Thornburg Investment Management Inc is a registered investment company headquartered in Santa Fe, NM. It has $39 billion in total assets among its 658 customer accounts, placing it among the biggest firms in the nation by assets under management. The firm provides services to 12 charitable organizations. Of its 658 client accounts, 65% are held by high-net-worth individuals who have more than $1 million in assets available to invest. The company performs a diverse assortment of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for institutional clients. Fees for financial advisory services typically depend on the financial services. Fees charged by Thornburg Investment Management Inc can be comprised of asset-based and performance-based fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

2300 North Ridgetop Road
Santa Fe, NM 87506

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Thornburg Investment Management Inc Brokerage Details

Total Assets Under Management

$38,735,282,461

NM Average: $3,612,835,751
Total Number of Employees

204

NM Average: 18
Total Number of Accounts

658

NM Average: 517
Average Account Size

$58,868,210

NM Average: $6,988,077

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

Allison Dawe Work History

Allison has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Thornburg Investment Management Inc

2021 - 2022 (1 year)

Gcm Grosvenor

2016 - 2021 (5 years)

Thornburg Investment Management Inc

2016 - 2016 (< 1 year)

Family Resource And Referral

2014 - 2016 (2 years)

Merrill Lynch

2014 - 2014 (< 1 year)

Family Resource And Referral

2014 - 2014 (< 1 year)

Unemployed - College Student

2013 - 2013 (< 1 year)

Family Resource And Referral

2013 - 2014 (1 year)

Unemployeed - College Student

2012 - 2013 (1 year)

Unemployed - College Student

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Allison Dawe to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Thornburg Investment Management Inc

Brian Ridgeway
Santa Fe, NM
Elijah King
Santa Fe, NM
Mahmut Arikan
Santa Fe, NM
John Hackett
Santa Fe, NM
Danielle Morrison
Denver, CO
Tyler Jenkins
Santa Fe, NM
Joaquin Garcia
Santa Fe, NM
Linda Short
Santa Fe, NM

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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