Dominic
Alto

Thornburg Investment Management Inc

CRD#4859296
Investment Advisor
in Santa Fe, NM

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About this Advisor

Dominic Alto is a financial advisor who works out of Santa Fe, New Mexico with 5 years of industry experience. Alto currently works for Thornburg Investment Management Inc. Alto has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc : 7691, Nuveen Asset Management, LLC, Fs2 Capital Partners, LLC, Foreside Fund Services, LLC, Bpv Capital Management, LLC, Kbs Capital Markets Group, Thornburg Investment Management Inc and Pulte Group. Alto holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in New Mexico. Thornburg Investment Management Inc is a registered investment business based in Santa Fe, NM. It oversees $39 billion in assets between its 658 accounts, making it one of the biggest firms in the country by assets under management. The firm serves 12 charitable organizations. Of its 658 customer accounts, 65% are held by high-net-worth investors who have at least $1 million in investable assets. The advisory firm provides a wide set of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for institutional clients. Financial advisory fees usually depend on the type of financial services. Fees billed by Thornburg Investment Management Inc can consist of some combination of asset-based and performance-based fees.

Certifications and Registrations

Series 66

Years Registered*

5 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

2300 North Ridgetop Road
Santa Fe, NM 87506

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Thornburg Investment Management Inc Brokerage Details

Total Assets Under Management

$38,735,282,461

NM Average: $3,612,835,751
Total Number of Employees

204

NM Average: 18
Total Number of Accounts

658

NM Average: 517
Average Account Size

$58,868,210

NM Average: $6,988,077

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

Dominic Alto Work History

Dominic has been registered as a financial advisor for 5 years.*

2017 - Present (7 years)

Thornburg Investment Management Inc

2017 - 2017 (< 1 year)

Pulte Group

2016 - 2016 (< 1 year)

Kbs Capital Markets Group

2015 - 2016 (1 year)

Foreside Fund Services, LLC

2015 - 2016 (1 year)

Bpv Capital Management, LLC

2014 - 2015 (1 year)

Fs2 Capital Partners, LLC

2011 - 2014 (3 years)

Nuveen Asset Management, LLC

2007 - 2014 (7 years)

Merrill Lynch, Pierce, Fenner & Smith Inc : 7691

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Dominic Alto to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Thornburg Investment Management Inc

Tyler Jenkins
Santa Fe, NM
Mahmut Arikan
Santa Fe, NM
Elijah King
Santa Fe, NM
John Hackett
Santa Fe, NM
Danielle Morrison
Denver, CO
Brian Ridgeway
Santa Fe, NM
William Chisholm
Coopersburg, PA
Linda Short
Santa Fe, NM

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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