James
Babineaux

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#1323951
Investment Advisor
in Albuquerque, NM

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About this Advisor

James Babineaux is a financial advisor based out of Albuquerque, New Mexico, who has 13 years of professional experience. Babineaux is an advisor for Merrill Lynch, Pierce, Fenner & Smith Inc. Over the course of their career, they have held roles at Merrill Lynch and Bank Of America, Na. Babineaux has Series 63 and Series 66 licenses, qualifying them as a securities agent, and can advise clients in New Mexico and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory firm that has its headquarters in Albuquerque, New Mexico. The company has offices in 3,270 locations and a total of 36,383 people on staff. It handles $962 billion in total assets between its 2,529,169 customer accounts, placing it among the largest firms in the country by assets under management. The firm advises 4,927 charities and foundations. Of its 2,529,169 customer accounts, just 7% belong to high-net-worth investors who have at least $1 million in assets available to invest. Merrill Lynch, Pierce, Fenner & Smith Inc offers a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial advice typically vary depending on which services are provided. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

2125 Louisiana Blvd Ne
Albuquerque, NM 87110

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$962,052,205,321

NM Average: $7,464,549,021
Total Number of Employees

36,383

NM Average: 88
Total Number of Accounts

2,529,169

NM Average: 3,892
Average Account Size

$380,383

NM Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

James Babineaux Work History

James has 13 years of experience.

2009 - Present (12 years)

Bank Of America,Na

2007 - Present (14 years)

Merrill Lynch

Disclosures

James Babineaux has disclosures.

Please visit their SEC profile for more details.

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Jacob Church
Henderson, NV
Ryan Harrison
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Aniello Iazzetta
Concord, CA
Chor-Shing Chan
New York, NY
Jeffrey Petersen
Vero Beach, FL
Michael Mason
Holly Springs, NC
Rayan Hamze
Chandler, AZ

This content was compiled from the SEC and FINRA.

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