Nicholaus
Warner
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Nicholaus Warner is a financial advisor working in Columbus, Ohio. Warner is on the advisory team at Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, Warner has worked at The Vanguard Group, Inc, Enterprise Holdings, Lobo Village, Builder Window Fashions, University Of New Mexico, Albuquerque Academy, Morgan Stanley, Morgan Stanley Private Bank, N.A, Wells Fargo Advisors Financial Network, LLC, Raymond James Financial Services, Raymond James Financial Services Advisors, Prevender Financial Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc, Builders Marketing Resources, American Campus Communities, Acequia Investment Group and Bank Of America, N.A. Warner maintains Series 63 and Series 66 licenses, which qualify them as a securities broker, and is approved to serve investors in Ohio and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment firm that has its headquarters in New York, NY. The investment advisory business has offices in 3,372 locations and a total of 36,687 financial advisors. It handles $1 trillion in assets between its 2,864,234 accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm advises 4,459 charitable organizations. Of its 2,864,234 accounts, 23% are held by high-net-worth clients who have at least $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc performs a wide assortment of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors largely are based on the services provided. However, fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely include some combination of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Nicholaus Warner Work History
Nicholaus has been registered as a financial advisor for 0 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Raymond James Financial Services
Raymond James Financial Services Advisors
Prevender Financial Services, LLC
Wells Fargo Advisors Financial Network, LLC
Acequia Investment Group
Morgan Stanley
Morgan Stanley Private Bank, N.A
The Vanguard Group, Inc
Enterprise Holdings
American Campus Communities
Lobo Village
Builder Window Fashions
University Of New Mexico
Builders Marketing Resources
Albuquerque Academy
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicholaus Warner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
Scottsdale, AZ
Chevy Chase, MD
Middletown, NY
Summit, NJ
Temecula, CA
Houston, TX
Los Angeles, CA
Jacksonville, FL
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