Alan
Baldwin
Leigh Baldwin & Co., LLC
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About this Advisor
Alan Baldwin is a financial advisor working in Cazenovia, New York with a total of 2 years of industry experience. Baldwin works at Leigh Baldwin & Co., LLC. Over the course of their career, Baldwin has held roles at Leigh Baldwin & Co., LLC, Snow Phipps, Oneida Bank, Hamilton College, Putnam Retail Management, Riverfront Investment Group and Alps Distributors, Inc. Baldwin has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to serve investors in Florida, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania and Virginia. Leigh Baldwin & Co., LLC is an advisory company operating out of Cazenovia, NY. It has offices in 14 locations and a total of 21 advisors. It administers $180 million in total assets among its 642 customer accounts, making it one of the mid-sized investment advisory firms in the country by assets under management. The firm advises four charities and foundations. Of its 642 customer accounts, just 6% belong to high-net-worth clients who have at least $1 million in investable assets. The company has a few services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fees typically are based on which service is offered. However, fee types billed by Leigh Baldwin & Co., LLC likely include some combination of asset-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Leigh Baldwin & Co., LLC Brokerage Details
$179,985,619
21
642
$280,351
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Alan Baldwin Work History
Alan has been registered as a financial advisor for 2 years.*
Leigh Baldwin & Co., LLC
Riverfront Investment Group
Riverfront Investment Group
Riverfront Investment Group
Alps Distributors, Inc
Putnam Retail Management
Leigh Baldwin & Co., LLC
Snow Phipps
Leigh Baldwin & Co., LLC
Oneida Bank
Hamilton College
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Alan Baldwin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Leigh Baldwin & Co., LLC
Cazenovia, NY
Fayetteville, NY
Syracuse, NY
Stanhope, NJ
Cazenovia, NY
Manlius, NY
East Syracuse, NY
Clarks Summit, PA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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