Leigh Baldwin & Co., LLC

Investment Advisor
in Cazenovia, NY

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Alan Baldwin is a financial advisor working in Cazenovia, New York with a total of 2 years of industry experience. Baldwin works at Leigh Baldwin & Co., LLC. Over the course of their career, Baldwin has held roles at Leigh Baldwin & Co., LLC, Snow Phipps, Oneida Bank, Hamilton College, Putnam Retail Management, Riverfront Investment Group and Alps Distributors, Inc. Baldwin has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to serve investors in Florida, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania and Virginia. Leigh Baldwin & Co., LLC is an advisory company operating out of Cazenovia, NY. It has offices in 14 locations and a total of 21 advisors. It administers $180 million in total assets among its 642 customer accounts, making it one of the mid-sized investment advisory firms in the country by assets under management. The firm advises four charities and foundations. Of its 642 customer accounts, just 6% belong to high-net-worth clients who have at least $1 million in investable assets. The company has a few services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fees typically are based on which service is offered. However, fee types billed by Leigh Baldwin & Co., LLC likely include some combination of asset-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Office Location

112 Albany Street
Cazenovia, NY 13035

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Leigh Baldwin & Co., LLC Brokerage Details

Total Assets Under Management


NY Average: $7,464,549,021
Total Number of Employees


NY Average: 88
Total Number of Accounts


NY Average: 3,892
Average Account Size


NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Alan Baldwin Work History

Alan has been registered as a financial advisor for 2 years.*

2020 - Present (4 years)

Leigh Baldwin & Co., LLC

2020 - 2020 (< 1 year)

Riverfront Investment Group

2019 - 2020 (1 year)

Riverfront Investment Group

2017 - 2019 (2 years)

Riverfront Investment Group

2017 - 2020 (3 years)

Alps Distributors, Inc

2016 - 2017 (1 year)

Putnam Retail Management

2015 - 2016 (1 year)

Leigh Baldwin & Co., LLC

2015 - 2015 (< 1 year)

Snow Phipps

2014 - 2014 (< 1 year)

Leigh Baldwin & Co., LLC

2013 - 2013 (< 1 year)

Oneida Bank

2012 - 2016 (4 years)

Hamilton College

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Alan Baldwin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Leigh Baldwin & Co., LLC

Fred Thomas
Fayetteville, NY
Alan Baldwin
Cazenovia, NY
Daniel Duffy
Syracuse, NY
Melissa Norwicke
Stanhope, NJ
Daniel Parkin
Cazenovia, NY
Mary Swan
Manlius, NY
Amy Jones
East Syracuse, NY
Nicholas Colarossi
Clarks Summit, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started