Merrill Lynch, Pierce, Fenner & Smith Inc

Investment Advisor
in Albany, NY

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Anthony Dipace is a financial advisor working in Albany, New York who has 3 years of relevant experience. Dipace currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, they have worked at St. Peter'S Hospital, Terminix/Service Master, State University Of New York At Albany, Citizen'S Bank, Keybank, Key Investment Services LLC, Edward Jones, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Dipace maintains Series 63 and Series 66 licenses, certifying them as a securities broker, and can operate in Connecticut, New York and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment company headquartered in New York, NY. The company has offices in 3,372 locations and a total of 36,687 financial advisors. It controls $1 trillion in total assets across its 2,864,234 accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm provides financial advisory services to 4,459 charitable organizations. Of its 2,864,234 customer accounts, 23% are associated with high-net-worth investors who have at least $1 million in assets available to invest. The company has a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fees typically vary depending on which services the firm provides the client. Fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of any blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

3 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

133 Wolf Rd
Albany, NY 12205

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management


NY Average: $7,464,549,021
Total Number of Employees


NY Average: 88
Total Number of Accounts


NY Average: 3,892
Average Account Size


NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Anthony Dipace Work History

Anthony has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2020 - Present (4 years)

Bank Of America, N.A

2019 - 2020 (1 year)

Edward Jones

2017 - 2019 (2 years)


2017 - 2019 (2 years)

Key Investment Services LLC

2015 - 2017 (2 years)

Citizen'S Bank

2014 - 2014 (< 1 year)

Terminix/Service Master

2013 - 2014 (1 year)

St. Peter'S Hospital

2011 - 2014 (3 years)

State University Of New York At Albany

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Anthony Dipace to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Scottsdale, AZ
Joseph Hunt
Alpharetta, GA
Amy Sorge
New York, NY
Paul Michael Reyes
Oak Brook, IL
William Edgar
New York, NY
Han Tran
Westminster, CA
Richard Buckley
Franklin, MA
Thomas Theodore
Lincoln, RI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started