Carl
Basile

Empire Financial Management Company, LLC

CRD#2353319
Investment Advisor
in New York, NY

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Carl Basile is a financial advisor based in New York, New York, working with Empire Financial Management Company, LLC. Carl has previously held positions at Bishop, Rosen & Co. Inc, Empire Asset Management Company, and Empire Financial Management Company, LLC. Carl has passed the Series 63 regulatory exam and is registered to provide services in New York. Currently, Carl is part of Empire Financial Management Company, LLC, which operates out of New York, New York. The firm has 12 employees and manages assets totaling $484.8 million. The firm serves a variety of clients, including high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and publication of newsletters. The fee structure at Empire Financial Management Company, LLC includes asset-based and commission-based fees.

Certifications and Registrations

Series 63

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Commissions

Office Location

29 Broadway 12Th Floor
New York, NY 10006

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Empire Financial Management Company, LLC Brokerage Details

Total Assets Under Management

$484,800,000

NY Average: $7,464,549,021
Total Number of Employees

12

NY Average: 88
Total Number of Accounts

1,090

NY Average: 3,892
Average Account Size

$444,771

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters

Carl Basile Work History

2016 - Present (8 years)

Empire Asset Management Company

2016 - Present (8 years)

Empire Financial Management Company, LLC

2011 - 2016 (5 years)

Bishop, Rosen & Co. Inc

Disclosures

Please visit the SEC profile of Carl Basile to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Empire Financial Management Company, LLC

Christopher Vining
New York, NY
Ronald Ciancimino
New York, NY
Carl Basile
New York, NY
Daniel Rezhets
New York, NY
Jason Muscari
New York, NY
Anthony Manory
New York, NY
Gregg Zeoli
New York, NY
Vadim Mostovoy
New York, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started