Carlos
Villarreal

Principal Global Investors

CRD#5103322
Investment Advisor
in New York, NY

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About this Advisor

Carlos Villarreal is an investment advisor who works out of New York, New York. Currently a registered financial advisor with Principal Global Investors, they have accumulated 10 years of professional experience as a registered investment advisor. Villarreal has a Series 66 license, qualifying the advisor as both a securities agent and an investment advisor representative. Villarreal is able to serve clients in Illinois. During their career, Villarreal has held roles at Guggenheim Funds Disributors, Inc, El Sol, Invesco and Principal Funds Distributor, Inc. Principal Global Investors is based out of New York, New York, and has seven additional offices throughout the United States. As a registered investment firm, Principal Global Investors oversees $349 billion in assets throughout 10,810 client accounts and employs more than 1,810 people. The level of assets currently under the firm's management places it among the biggest financial advisory firms in the country. The firm manages 10,802 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 48% of the firm's customers are high-net-worth individuals, meaning they have more than $1 million in assets. Principal Global Investors can offer portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, fixed, performance-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees, Others

Disclosures

No

Office Location

888 7Th Ave 25Th Floor
New York, NY 10019

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Principal Global Investors Brokerage Details

Total Assets Under Management

$349,164,302,820

NY Average: $9,259,360,772
Total Number of Employees

1,810

NY Average: 166
Total Number of Accounts

10,810

NY Average: 7,189
Average Account Size

$32,300,121

NY Average: $1,287,990

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Carlos Villarreal Work History

Carlos has 10 years of experience.

2019 - Present (1 year)

Principal Funds Distributor, Inc

2018 - 2019 (1 year)

Invesco

2011 - 2018 (7 years)

Guggenheim Funds Disributors, Inc

2010 - 2010 (< 1 year)

El Sol

Disclosures

Carlos Villarreal has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Principal Global Investors

Cole Vautier
Des Moines, IA
Carlos Villarreal
New York, NY
Brandon Miller
Des Moines, IA
Kenneth Burd
New York, NY
Justin Vaught
Des Moines, IA
Mark Nelson
Des Moines, IA
Robert Nodar
New York, NY
Nicholas Coppola
Chicago, IL

This content was compiled from the SEC and FINRA.

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