Carmen
Caruso

Del-Sette Capital Management, LLC

CRD#7135850
Investment Advisor
in Schenectady, NY

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About this Advisor

Carmen Caruso is a financial advisor based in Schenectady, New York, working with Del-Sette Capital Management, LLC. Carmen has previously held positions at Purshe Kaplan Sterling Investments, Inc, Screen Designs, Gymrats Challenge, Lpl Financial, LLC, Private Advisor Group, Del-Sette Capital Management, LLC, Taconic Advisors, Inc, Full-Time Student, and 435 Financial. Carmen has passed the Series 66 regulatory exam and is registered to provide services in New York. Currently, Carmen is part of Del-Sette Capital Management, LLC, which operates out of Schenectady, New York. The firm has 2 offices and 9 employees. The firm manages assets totaling $151.8 million and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, and educational seminars. The fee structure at Del-Sette Capital Management, LLC includes asset-based fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Educational seminars/workshops

Fee Structure

Percentage of Assets

Office Location

Schenectady, NY

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Del-Sette Capital Management, LLC Brokerage Details

Total Assets Under Management

$151,829,467

Total Number of Employees

9

Total Number of Accounts

749

Average Account Size

$202,710

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops

Carmen Caruso Work History

2023 - Present (1 year)

Del-Sette Capital Management, LLC

2022 - 2023 (1 year)

Taconic Advisors, Inc

2021 - 2022 (1 year)

Del-Sette Capital Management, LLC

2020 - 2021 (1 year)

Lpl Financial, LLC

2020 - 2021 (1 year)

Private Advisor Group

2020 - 2021 (1 year)

435 Financial

2019 - 2020 (1 year)

Purshe Kaplan Sterling Investments, Inc

2017 - 2017 (< 1 year)

Screen Designs

2017 - 2017 (< 1 year)

Gymrats Challenge

2012 - 2017 (5 years)

Full-Time Student

Disclosures

Please visit the SEC profile of Carmen Caruso to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Del-Sette Capital Management, LLC

Leah Nelson
Schenectady, NY
Ann Arceo
Rio Rancho, NM
Carmen Caruso
Schenectady, NY
Hermes Del-Sette Iii
Schenectady, NY
Glen Allen
Schenectady, NY

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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