Carmen
Caruso
Taconic Advisors
Answer a few questions and
get matched with an advisor.
About this Advisor
Carmen Caruso is a financial advisor based out of Saugerties, New York with 1 year of industry experience. Caruso is an employee of Taconic Advisors. During their career, Caruso has held roles at Purshe Kaplan Sterling Investments, Inc, Western New England University, Prima Pizza, Screen Designs, Gymrats Challenge, Niskayuna Highschool, Lpl Financial, LLC, Private Advisor Group, Del-Sette Capital Management, LLC and Taconic Advisors, Inc. Caruso has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can work in New York. Taconic Advisors is a registered investment company that has its headquarters in Saugerties, NY. It has just five advisors. It manages $156 million in assets across its 484 customer accounts, placing it among the mid-sized investment advisory firms in the nation by assets under management. Of its 484 accounts, 88% are held by high-net-worth investors who have at least $1 million in assets. The company offers a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. A financial advisor's fees typically depend on the services. However, fee types billed by Taconic Advisors typically consist of fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Taconic Advisors Brokerage Details
$156,425,977
5
484
$323,194
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Other
Carmen Caruso Work History
Carmen has been registered as a financial advisor for 1 years.*
Taconic Advisors, Inc
Del-Sette Capital Management, LLC
Lpl Financial, LLC
Private Advisor Group
Purshe Kaplan Sterling Investments, Inc
Screen Designs
Gymrats Challenge
Western New England University
Prima Pizza
Niskayuna Highschool
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Carmen Caruso to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Taconic Advisors
Saugerties, NY
Saugerties, NY
Saugerties, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
