Income & Asset Advisory, Inc

Investment Advisor
in Armonk, NY

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Catherine Newman is a financial advisor operating out of Armonk, New York who has 8 years of relevant experience. Newman is an employee of Income & Asset Advisory, Inc. During their career, the advisor has held roles at American Portfolios/Jason Waxler and Income & Asset Advisory, Inc. Newman holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to serve investors in New Jersey. Income & Asset Advisory, Inc is a registered investment firm that has its headquarters in Armonk, NY. The investment advisory business has just five advisors. It handles $109 million in assets under management between its 444 customer accounts, placing it among the mid-sized firms in the country by assets under management. Of its 444 customer accounts, 21% belong to high-net-worth individuals who have more than $1 million in investable assets. The advisory firm provides a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and other services. Financial advisory fee schedules largely depend on the type of services provided. However, fees charged by Income & Asset Advisory, Inc most likely are comprised of any blend of asset-based and hourly fees.

Certifications and Registrations

Series 66

Years Registered*

8 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Other

Fee Structure

Percentage of Assets, Hourly Charges

Office Location

80 Business Park Drive, Suite 108
Armonk, NY 10504

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Income & Asset Advisory, Inc Brokerage Details

Total Assets Under Management


NY Average: $7,464,549,021
Total Number of Employees


NY Average: 88
Total Number of Accounts


NY Average: 3,892
Average Account Size


NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Other

Catherine Newman Work History

Catherine has been registered as a financial advisor for 8 years.*

2012 - Present (12 years)

Income & Asset Advisory, Inc

2009 - Present (15 years)

American Portfolios/Jason Waxler

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Catherine Newman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Income & Asset Advisory, Inc

Derek Ralston
Armonk, NY
Catherine Newman
Armonk, NY
Eileen Hawe
Armonk, NY
James Mccauley
Armonk, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started