Craig
Siena

Stifel, Nicolaus & Company, Inc

CRD#4582762
Investment Advisor
in New York, NY
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About this Advisor

Craig Siena is a certified financial planner who is based in New York, New York. Currently a registered investment advisor with Stifel, Nicolaus & Company, Inc, they have gathered 13 years of work experience as a financial advisor. Siena holds Series 63 and Series 66 licenses, which certify the advisor as a securities broker. Siena can work with clients in Connecticut. Siena has gained experience at Jp Morgan Securities Inc, Bear, Stearns & Co. Inc, Merrill Lynch, Jp Morgan, Bank Of America, Na, Stifel, Nicolaus & Company, Inc and Sterne, Agee & Leach, Inc. Stifel, Nicolaus & Company, Inc is based out of New York, New York, and has 362 locations in the United States. In total, Stifel, Nicolaus & Company, Inc manages $72 billion in assets throughout 188,394 client accounts and employs more than 5,570 people. The level of assets currently under the firm's management places it among the biggest investment advisory firms in the United States. The firm manages 123,069 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 24% of the investment firm's clients are high-net-worth individuals, meaning they have over $1 million in capital. Stifel, Nicolaus & Company, Inc can provide portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

1095 Avenue Of The Americas 3Rd and 4Th Floors
New York, NY 10036

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$74,649,055,670

NY Average: $11,469,110,461
Total Number of Employees

5,746

NY Average: 458
Total Number of Accounts

216,315

NY Average: 33,415
Average Account Size

$345,094

NY Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Craig Siena Work History

Craig has 13 years of experience.

2015 - Present (4 years)

Stifel, Nicolaus & Company, Inc

2014 - 2015 (1 years)

Sterne, Agee & Leach, Inc

2010 - 2014 (4 years)

Merrill Lynch

2010 - 2014 (4 years)

Bank Of America,Na

2008 - 2009 (1 years)

Bear, Stearns & Co. Inc

2007 - 2009 (2 years)

Jp Morgan

2005 - 2009 (4 years)

Jp Morgan Securities Inc

Disclosures

Craig Siena has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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