David
Caldwell
Harvest Capital Assets, LLC
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About this Advisor
David Caldwell is a financial advisor working out of East Amherst, New York with a total of 4 years of industry experience. Caldwell is on the advisory team at Harvest Capital Assets, LLC. Over the course of their career, they have held roles at Harvest Capital Assets, LLC, Harvest Capital Assets, State Farm and Geico. Caldwell holds a Series 65 license, designating them as an investment advisor representative, and is able to advise clients in New York and South Carolina. Harvest Capital Assets, LLC is a firm based in East Amherst, NY. It has just three people on staff. It has $52 million in assets among its 302 client accounts, placing it among the smaller investment advisory firms in the United States by assets under management. Of its 302 client accounts, just 3% are associated with high-net-worth clients who have greater than $1 million in assets. The firm offers portfolio management for individuals and small businesses. A financial advisor's fee schedules largely depend on which services are offered. However, fee types billed by Harvest Capital Assets, LLC can consist of asset-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Harvest Capital Assets, LLC Brokerage Details
$52,000,000
3
302
$172,185
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
David Caldwell Work History
David has been registered as a financial advisor for 4 years.*
Harvest Capital Assets, LLC
Harvest Capital Assets
State Farm
Geico
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Caldwell to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Harvest Capital Assets, LLC
East Amherst, NY
East Amherst, NY
East Amherst, NY
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