Harvest Capital Assets, LLC

Investment Advisor
in East Amherst, NY

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About this Advisor

David Caldwell is a financial advisor working out of East Amherst, New York with a total of 4 years of industry experience. Caldwell is on the advisory team at Harvest Capital Assets, LLC. Over the course of their career, they have held roles at Harvest Capital Assets, LLC, Harvest Capital Assets, State Farm and Geico. Caldwell holds a Series 65 license, designating them as an investment advisor representative, and is able to advise clients in New York and South Carolina. Harvest Capital Assets, LLC is a firm based in East Amherst, NY. It has just three people on staff. It has $52 million in assets among its 302 client accounts, placing it among the smaller investment advisory firms in the United States by assets under management. Of its 302 client accounts, just 3% are associated with high-net-worth clients who have greater than $1 million in assets. The firm offers portfolio management for individuals and small businesses. A financial advisor's fee schedules largely depend on which services are offered. However, fee types billed by Harvest Capital Assets, LLC can consist of asset-based and other fees.

Certifications and Registrations

Series 65

Years Registered*

4 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Others

Office Location

5 Offshore Dr #208
East Amherst, NY 14051

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Harvest Capital Assets, LLC Brokerage Details

Total Assets Under Management


NY Average: $7,464,549,021
Total Number of Employees


NY Average: 88
Total Number of Accounts


NY Average: 3,892
Average Account Size


NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

David Caldwell Work History

David has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Harvest Capital Assets, LLC

2015 - Present (9 years)

Harvest Capital Assets

2013 - 2015 (2 years)

State Farm

2011 - 2013 (2 years)


*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of David Caldwell to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Harvest Capital Assets, LLC

James Hedges
East Amherst, NY
David Caldwell
East Amherst, NY
Alexander Skabry
East Amherst, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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