David
Carroll
Rockbridge Investment Management, LLC
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About this Advisor
David Carroll is a certified financial planner based in Syracuse, New York, with 2 years of industry experience. Carroll is currently employed by Rockbridge Investment Management, LLC. Over the course of their career, they have held roles at Mutual Of Omaha, Mutual Of Omaha Investor Services, Inc, Morgan Stanley, Wells Fargo Advisors LLC and Rockbridge Investment Management, LLC. Carroll maintains Series 63 and Series 66 licenses, which qualify them as a securities representative, and can serve investors in New York. Rockbridge Investment Management, LLC is a financial advisory business that has its headquarters in Syracuse, NY. It has a total of 19 advisors. It controls $1 billion in assets under management between its 3,631 customer accounts, making it one of the larger firms in the country by assets under management. The firm advises 32 charitable organizations. Of its 3,631 accounts, 20% are held by high-net-worth investors who have at least $1 million in assets. Rockbridge Investment Management, LLC offers a set of services, including financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. Fees for financial management depend on the financial services provided. Fee types billed by Rockbridge Investment Management, LLC can consist of any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Rockbridge Investment Management, LLC Brokerage Details
$1,262,908,782
19
3,631
$347,813
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
David Carroll Work History
David has been registered as a financial advisor for 2 years.*
Rockbridge Investment Management, LLC
Morgan Stanley
Wells Fargo Advisors LLC
Mutual Of Omaha Investor Services, Inc
Mutual Of Omaha
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Carroll to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rockbridge Investment Management, LLC
Syracuse, NY
Syracuse, NY
Syracuse, NY
Syracuse, NY
Syracuse, NY
Syracuse, NY
Syracuse, NY
Syracuse, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
