David
Gerken

Prospect Financial Services LLC

CRD#2452301
Investment Advisor
in Melville, NY

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About this Advisor

David Gerken is a financial advisor operating in Melville, New York with 2 years of industry experience. Gerken works at Prospect Financial Services LLC. During their career, the advisor has held roles at Lincoln Financial Advisors, Lpl Financial LLC, Prospect Financial Services LLC and The Pinnacle Financial Group. Gerken maintains a Series 63 license, certifying them as a securities broker, and can serve investors in New York. Prospect Financial Services LLC is a registered investment firm that has its headquarters in Melville, NY. The firm has a total of 11 financial advisors. It administers $229 million in assets across its 884 client accounts, placing it among the mid-sized investment advisory firms in the nation by assets under management. Of its 884 accounts, just 9% belong to high-net-worth clients who have greater than $1 million in assets available to invest. The advisory firm provides a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Financial advisory fees depend on which service is offered. Fees billed by Prospect Financial Services LLC likely consist of asset-based and fixed fees.

Certifications and Registrations

Series 63

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

445 Broad Hollow Road Suite Cl-43
Melville, NY 11747

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Prospect Financial Services LLC Brokerage Details

Total Assets Under Management

$228,707,659

NY Average: $7,464,549,021
Total Number of Employees

11

NY Average: 88
Total Number of Accounts

884

NY Average: 3,892
Average Account Size

$258,719

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

David Gerken Work History

David has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Prospect Financial Services LLC

2020 - Present (4 years)

Lpl Financial LLC

2020 - 2021 (1 year)

The Pinnacle Financial Group

2011 - 2020 (9 years)

Lincoln Financial Advisors

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Gerken to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prospect Financial Services LLC

Michael Goldfeder
Melville, NY
David Gerken
Melville, NY
Sean Rooney
Melville, NY
Mark Rathjen
Melville, NY
Luciano Marciano
Melville, NY
Lee Kilbrith
Melville, NY
Jay Nathan
Melville, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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