David
Hamlin
Caruso Mclean & Co., Inc
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About this Advisor
David Hamlin is a financial advisor based out of Utica, New York with 2 years of relevant experience. Hamlin is an employee of Caruso Mclean & Co., Inc. During their career, the advisor has held roles at Convergex Execution Solutions LLC, Westminster Research Associates LLC, Syracuse University, Ubs Financial Services Inc, Royal Alliance Associates, Inc and Caruso Mclean & Co., Inc. Hamlin maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to work in New York. Caruso Mclean & Co., Inc is an advisory company that has its headquarters in Utica, NY. It oversees $197 million in assets under management between its 198 accounts, making it one of the mid-sized financial advisory firms in the United States by assets under management. The firm provides services to seven charities and foundations. Of its 198 client accounts, 46% are held by high-net-worth individuals who have at least $1 million in assets. Caruso Mclean & Co., Inc provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Financial advisory fees usually vary depending on which services the firm provides the client. Fee types billed by Caruso Mclean & Co., Inc most likely include asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Caruso Mclean & Co., Inc Brokerage Details
$196,965,906
6
198
$994,777
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
David Hamlin Work History
David has been registered as a financial advisor for 2 years.*
Royal Alliance Associates, Inc
Caruso Mclean & Co., Inc
Ubs Financial Services Inc
Convergex Execution Solutions LLC
Westminster Research Associates LLC
Syracuse University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Hamlin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Caruso Mclean & Co., Inc
Utica, NY
Utica, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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