Derek
Botwinick

Lumiere Financial Group LLC

CRD#4634007
Investment Advisor
in New York, NY

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About this Advisor

Derek Botwinick is a financial advisor working in New York, New York with a total of 1 year of relevant experience. Botwinick is currently employed by Lumiere Financial Group LLC. Their career trajectory has included roles at New England Securities, Principal Life Insurance Company, Princor Financial Services Corporation, Pruco Securities, LLC, Prudential Insurance Company Of America, Lumiere Financial Group LLC and Purshe Kaplan Sterling Investments. Botwinick has a Series 63 license, which qualifies them as a securities broker, and is registered to advise clients in New York. Lumiere Financial Group LLC is a business that has its headquarters in New York, NY. The firm has a total of six advisors. It handles $27 million in assets among its 156 customer accounts, placing it among the smaller firms in the nation by assets under management. Of its 156 client accounts, just 6% are held by high-net-worth investors who have more than $1 million in assets available to invest. Lumiere Financial Group LLC offers a broad set of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors usually are based on which services are offered. Fees charged by Lumiere Financial Group LLC most likely are comprised of some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

675 Third Avenue Suite 920
New York, NY 10017

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Lumiere Financial Group LLC Brokerage Details

Total Assets Under Management

$26,928,000

NY Average: $7,464,549,021
Total Number of Employees

6

NY Average: 88
Total Number of Accounts

156

NY Average: 3,892
Average Account Size

$172,615

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Derek Botwinick Work History

Derek has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Lumiere Financial Group LLC

2022 - Present (2 years)

Purshe Kaplan Sterling Investments

2017 - 2022 (5 years)

Pruco Securities, LLC

2017 - 2022 (5 years)

Prudential Insurance Company Of America

2014 - 2017 (3 years)

Principal Life Insurance Company

2014 - 2017 (3 years)

Princor Financial Services Corporation

2011 - 2014 (3 years)

New England Securities

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Derek Botwinick to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lumiere Financial Group LLC

Derek Botwinick
New York, NY
Joseph Milici
New York, NY
Tzvetelina Botchoukova
New York, NY
Richard Tolway
New York, NY
James Malloy
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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