Derek
Thompson
Transamerica Financial Advisors, Inc
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About this Advisor
Derek Thompson is a financial advisor working in New York, New York with a total of 5 years of industry experience. Thompson is on the advisory team at Transamerica Financial Advisors, Inc. Over the course of their career, Thompson has held roles at Basil T, Reid & Rudiger, Woodstock Financial Group, Inc, Jp Morgan Securities LLC, Pj Clarkes, Transamerica Financial Advisors, Inc, World Financial Group, Inc, Jp Morgan Chase Bank, Essex, Blackbook Capital LLC, Blackwall Capital Markets, Inc, Uber, Pruco Securties LLC, Prudential Insurance Company Of America, Netlaw, Notary Signing Agent, Ebay and Apex Business LLC. Thompson maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Louisiana, New Jersey and New York. Transamerica Financial Advisors, Inc is an advisory firm that has its headquarters in Saint Petersburg, FL. It has offices in 286 locations and a total of 1,235 financial advisors. It handles $2 billion in total assets across its 59,659 client accounts, making it one of the biggest firms in the country by assets under management. The firm provides services to 18 charities and foundations. Of its 59,659 accounts, just 2% belong to high-net-worth individuals who have at least $1 million in assets available to invest. Transamerica Financial Advisors, Inc has a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial management fee schedules usually vary depending on which services are offered. Fees charged by Transamerica Financial Advisors, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Transamerica Financial Advisors, Inc Brokerage Details
$1,815,425,709
1,235
59,659
$30,430
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Derek Thompson Work History
Derek has been registered as a financial advisor for 5 years.*
Ebay
Apex Business LLC
Netlaw
Transamerica Financial Advisors, Inc
World Financial Group, Inc
Uber
Notary Signing Agent
Jp Morgan Securities LLC
Jp Morgan Chase Bank
Essex
Woodstock Financial Group, Inc
Pj Clarkes
Blackbook Capital LLC
Basil T
Reid & Rudiger
Blackwall Capital Markets,Inc
Pruco Securties LLC
Prudential Insurance Company Of America
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Derek Thompson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Transamerica Financial Advisors, Inc
Macon, GA
Downers Grove, IL
Irvine, CA
Falls Church, VA
Pasadena, CA
Woodland Hills, CA
San Antonio, TX
Braintree, MA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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