Derek
Thompson

Transamerica Financial Advisors, Inc

CRD#5168175
Investment Advisor
in New York, NY

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About this Advisor

Derek Thompson is a financial advisor based in New York, New York, working with Transamerica Financial Advisors, Inc. Derek has previously held positions at Woodstock Financial Group, Inc, Transamerica Financial Advisors, Inc, World Financial Group, Inc, Jp Morgan Securities LLC, Jp Morgan Chase Bank, Essex, Uber, Netlaw, Notary Signing Agent, Ebay, Apex Business LLC, and Pj Clarkes. Derek has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Louisiana, New Jersey, and New York. Currently, Derek is part of Transamerica Financial Advisors, Inc, which operates out of New York, New York. The firm has 276 offices and 1,127 employees. The firm manages assets totaling $1.6 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses and the selection of other advisers. The fee structure at Transamerica Financial Advisors, Inc includes asset-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

116 West 23Rd Street Suite 500
New York, NY 10011

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,619,430,178

NY Average: $1,855,561,029
Total Number of Employees

1,127

NY Average: 62
Total Number of Accounts

45,001

NY Average: 2,474
Average Account Size

$35,987

NY Average: $750,025

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Derek Thompson Work History

2020 - Present (5 years)

Ebay

2020 - Present (5 years)

Apex Business LLC

2019 - Present (6 years)

Netlaw

2018 - Present (7 years)

Transamerica Financial Advisors, Inc

2017 - Present (8 years)

World Financial Group, Inc

2017 - Present (8 years)

Uber

2020 - 2021 (1 year)

Notary Signing Agent

2016 - 2016 (< 1 year)

Jp Morgan Securities LLC

2016 - 2016 (< 1 year)

Jp Morgan Chase Bank

2015 - 2016 (1 year)

Essex

2014 - 2015 (1 year)

Woodstock Financial Group, Inc

2014 - 2014 (< 1 year)

Pj Clarkes

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Derek Thompson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Financial Advisors, Inc

Donald Coombs
Concord, CA
Lawrence Okechukwu
Houston, TX
Robin Corley
Falls Church, VA
Jonathan Fonash
Cedar Rapids, IA
Angel Vidal
Port Jefferson Station, NY
Jennifer Lewis
Cincinnati, OH
Kevin Brunkow
Englewood, CO
Stephen Short
Ontario, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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