Douglas
Woolbert

Pruco Securities, LLC

CRD#2789885
Investment Advisor
in Cazenovia, NY

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About this Advisor

Douglas Woolbert is a financial advisor who works out of Cazenovia, New York with a total of 2 years of industry experience. Woolbert is an employee of Pruco Securities, LLC. Woolbert has gained experience at E*Trade Securities LLC, E*Trade Capital Management LLC, Axa Equitable, Axa Advisors LLC, Pruco Securities, LLC, The Prudential Insurance Company Of America and Prudential Customer Solutions LLC. Woolbert has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in New Jersey and New York. Pruco Securities, LLC is a company operating out of Newark, NJ. The company has offices in 42 locations and a total of 2,500 financial advisors. It manages $14 billion in assets across its 106,737 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. Of its 106,737 client accounts, just 1% are held by high-net-worth investors who have more than $1 million in investable assets. The advisory firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees charged by financial advisors typically are based on the services provided. Fee types billed by Pruco Securities, LLC may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Cazenovia, NY

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management

$14,029,321,422

NY Average: $10,121,009,343
Total Number of Employees

2,500

NY Average: 92
Total Number of Accounts

106,737

NY Average: 6,978
Average Account Size

$131,438

NY Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Douglas Woolbert Work History

Douglas has been registered as a financial advisor for 2 years.*

2018 - Present (6 years)

Pruco Securities, LLC

2018 - Present (6 years)

The Prudential Insurance Company Of America

2018 - 2021 (3 years)

Prudential Customer Solutions LLC

2017 - 2018 (1 year)

Axa Equitable

2017 - 2018 (1 year)

Axa Advisors LLC

2014 - 2016 (2 years)

E*Trade Securities LLC

2014 - 2016 (2 years)

E*Trade Capital Management LLC

2009 - 2014 (5 years)

E*Trade Capital Management LLC

2007 - 2014 (7 years)

E*Trade Securities LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Douglas Woolbert to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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James Mashey
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Oksana Flaks
Brooklyn, NY
Kevin Shelton
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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