Emiliano
Rios Caban

Mercury Advisory, LLC

CRD#5501141
Investment Advisor
in New York, NY

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About this Advisor

Emiliano Rios Caban is a financial advisor based in New York, New York, working with Mercury Advisory, LLC. Emiliano has previously held positions at Bmo Harris Financial Advisors, Charles Schwab & Co., Inc, Wealthfront, Anchorage Global, LLC, Anchor Labs, Inc, M1 Finance LLC, M1 Holdings Inc, Secfi Securities, LLC, Secfi Inc, Inx Limited, Secfi Advisory Limited, Fruitful Inc, Mercury Technologies Inc, Mercury Investment Services, LLC, and Mercury Advisory, LLC. Emiliano has passed the Series 66 regulatory exam and is registered to provide services in California and New York. Currently, Emiliano is part of Mercury Advisory, LLC, which operates out of New York, New York. The firm has 7 employees and manages assets totaling $6.4 billion. The services offered by the firm include portfolio management for individuals and small businesses, and portfolio management for institutional clients. The fee structure at Mercury Advisory, LLC includes asset-based and fixed fees.

Certifications and Registrations

Series 66

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

26 West 17Th Street 9Th Floor
New York, NY 10011

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Mercury Advisory, LLC Brokerage Details

Total Assets Under Management

$6,401,152,342

NY Average: $7,578,581,321
Total Number of Employees

7

NY Average: 43
Total Number of Accounts

4,485

NY Average: 3,727
Average Account Size

$1,427,236

NY Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients

Emiliano Rios Caban Work History

2024 - Present (1 year)

Mercury Technologies Inc

2024 - Present (1 year)

Mercury Investment Services, LLC

2024 - Present (1 year)

Mercury Advisory, LLC

2023 - 2023 (< 1 year)

Secfi Securities, LLC

2023 - 2024 (1 year)

Fruitful Inc

2022 - 2023 (1 year)

Secfi Advisory Limited

2021 - 2023 (2 years)

Secfi Securities, LLC

2021 - 2023 (2 years)

Secfi Inc

2021 - 2021 (< 1 year)

Inx Limited

2019 - 2020 (1 year)

M1 Finance LLC

2019 - 2020 (1 year)

M1 Holdings Inc

2018 - 2019 (1 year)

Anchorage Global, LLC

2018 - 2019 (1 year)

Anchor Labs, Inc

2017 - 2018 (1 year)

Wealthfront

2016 - 2016 (< 1 year)

Charles Schwab & Co., Inc

2014 - 2016 (2 years)

Bmo Harris Financial Advisors

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Disclosures

Please visit the SEC profile of Emiliano Rios Caban to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mercury Advisory, LLC

Emiliano Rios Caban
New York, NY
David Goldsmith
San Francisco, CA
Woolie Tsui
San Francisco, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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