Frances
Parent

Adirondack Financial Services Corp

CRD#2191132
Investment Advisor
in Utica, NY

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About this Advisor

Frances Parent is a financial advisor based in Utica, New York, working with Adirondack Financial Services Corp. Frances has previously held positions at Finders Keepers, Sagamore Institute, Greenleaf Contracting, Inc, National Securities Corporation, and Hazard & Siegel Inc. Frances has passed the Series 63 regulatory exam and is registered to provide services in New York. Currently, Frances is part of Adirondack Financial Services Corp, which operates out of Utica, New York. The firm has 17 employees and manages assets totaling $376.7 million. The firm serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, and pension consulting services. The fee structure at Adirondack Financial Services Corp includes asset-based and fixed fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

185 Genesee Street Suite 210
Utica, NY 13501

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Adirondack Financial Services Corp Brokerage Details

Total Assets Under Management

$376,744,723

NY Average: $7,464,549,021
Total Number of Employees

17

NY Average: 88
Total Number of Accounts

853

NY Average: 3,892
Average Account Size

$441,670

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

Frances Parent Work History

2016 - Present (9 years)

Hazard & Siegel Inc

2003 - Present (22 years)

Greenleaf Contracting, Inc

1991 - Present (34 years)

Sagamore Institute

1985 - Present (40 years)

Finders Keepers

2013 - 2015 (2 years)

National Securities Corporation

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Frances Parent to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Adirondack Financial Services Corp

John Clark
Utica, NY
William Locke
Utica, NY
Frances Parent
Utica, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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