Gerard
Klingman

Klingman And Associates, LLC

CRD#1196667
Investment Advisor
in New York, NY

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About this Advisor

Gerard Klingman is a certified financial planner and chartered financial consultant operating out of New York, New York who has 16 years of relevant experience. Klingman works at Klingman And Associates, LLC. Their career trajectory has included roles at Klingman And Associates LLC, Raymond James Financial Services, Inc and Ridge Retirement Cosultants. Klingman maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to advise clients in New York and Texas. Klingman And Associates, LLC is a financial advisory company operating out of New York, NY. It manages $3 billion in total assets across its 2,590 customer accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm advises two charitable organizations. Of its 2,590 client accounts, 57% belong to high-net-worth clients who have at least $1 million in assets available to invest. The advisory firm offers a few services, including financial planning services, portfolio management for individuals and small businesses and other services. Financial management fees largely are based on the services offered. However, fee types billed by Klingman And Associates, LLC can be comprised of any blend of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™, Chartered Financial Consultant

Years Registered*

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Other

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

120 West 45Th Street Suite 3800
New York, NY 10036

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Klingman And Associates, LLC Brokerage Details

Total Assets Under Management

$2,777,261,597

NY Average: $7,464,549,021
Total Number of Employees

22

NY Average: 88
Total Number of Accounts

2,590

NY Average: 3,892
Average Account Size

$1,072,302

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other

Gerard Klingman Work History

Gerard has been registered as a financial advisor for 16 years.*

2006 - Present (18 years)

Klingman And Associates LLC

2014 - 2015 (1 year)

Ridge Retirement Cosultants

2006 - 2020 (14 years)

Raymond James Financial Services, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Gerard Klingman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Klingman And Associates, LLC

Michelle Mckinnon
New York, NY
Joshua Kaye
New York, NY
Sami Sharif
New York, NY
Thomas Klingman
New York, NY
Michael Paley
New York, NY
Gerard Klingman
New York, NY
Craig Laub
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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