Gerard
Klingman

Klingman And Associates, LLC

CRD#1196667
Investment Advisor
in New York, NY
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About this Advisor

Gerard Klingman is a certified financial planner and chartered financial consultant in New York, New York. Currently a registered financial advisor at Klingman And Associates, LLC, Klingman has 12 years of experience as an investment advisor. Klingman holds Series 63 and Series 65 licenses, which designate the advisor as both a securities agent and an investment advisor representative. Klingman can act as an advisor based out of Louisiana and Texas. During their career, the advisor has held roles at Klingman And Associates LLC, Raymond James Financial Services, Inc, Avgk Ventures, LLC, Trustee, Raymond James Financial Services Advisors, Inc, Mac1 Food And Beverage, LLC/ Summer Day, Ridge Retirement Cosultants, N/A, Klingman Risk Management, LLC and Jjgm Partners. Klingman And Associates, LLC is headquartered in New York, New York. Overall, Klingman And Associates, LLC manages $2 billion in assets dispersed across 1,667 accounts and employs 14 staff members. The firm's total assets under management places it among the biggest firms in the nation. The firm manages 1,003 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 13% of the firm's investors are high-net-worth individuals, meaning they have more than $1 million in capital. Klingman And Associates, LLC offers financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

1133 Avenue Of The Americas Suite 2725
New York, NY 10036

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Klingman And Associates, LLC Brokerage Details

Total Assets Under Management

$1,779,337,557

NY Average: $7,464,549,021
Total Number of Employees

14

NY Average: 88
Total Number of Accounts

1,846

NY Average: 3,892
Average Account Size

$963,888

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Other

Gerard Klingman Work History

Gerard has 12 years of experience.

2017 - Present (2 years)

Mac1 Food And Beverage, LLC/ Summer Day

2016 - 2016 (0 years)

N/A

2015 - Present (4 years)

Klingman Risk Management, LLC

2015 - Present (4 years)

Jjgm Partners

2014 - 2015 (1 years)

Ridge Retirement Cosultants

2014 - Present (5 years)

Klingman Holdings LLC

2011 - Present (8 years)

Trustee

2010 - Present (9 years)

Avgk Ventures, LLC

2009 - Present (10 years)

Raymond James Financial Services Advisors, Inc

2006 - Present (13 years)

Klingman And Associates LLC

2006 - Present (13 years)

Raymond James Financial Services, Inc

Disclosures

Gerard Klingman has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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