Heather
Guardado
Tocqueville Asset Management Lp
Answer a few questions and
get matched with an advisor.
About this Advisor
Heather Guardado is a financial advisor based out of New York, New York with a total of 2 years of industry experience. Guardado is an employee of Tocqueville Asset Management Lp. Their career trajectory has included roles at Dept. Of Consumer Affairs, New York State Office Of The Governor, Griffin Asset Management, Northstar Wealth Investors, Northstar Capital Management and Tocqueville Asset Management Lp. Guardado can operate in New York. Tocqueville Asset Management Lp is a business based in New York, NY. The firm has a total of 75 advisors. It handles $8 billion in total assets between its 2,371 client accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm serves 43 charities and foundations. Of its 2,371 customer accounts, 54% are held by high-net-worth investors who have greater than $1 million in investable assets. The business performs a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Financial management fees usually depend on which services the firm provides the client. Fee types billed by Tocqueville Asset Management Lp likely are comprised of any combination of asset-based and performance-based fees.
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Tocqueville Asset Management Lp Brokerage Details
$7,944,106,626
75
2,371
$3,350,530
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Heather Guardado Work History
Heather has been registered as a financial advisor for 2 years.*
Tocqueville Asset Management Lp
Northstar Capital Management
Northstar Wealth Investors
Griffin Asset Management
New York State Office Of The Governor
Dept. Of Consumer Affairs
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Heather Guardado to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Tocqueville Asset Management Lp
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
