James
Colby

Gagnon Securities, LLC

CRD#6321555
Investment Advisor
in New York, NY

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About this Advisor

James Colby is a financial advisor based in New York, New York, working with Gagnon Securities, LLC. James has previously held positions at Ladenburg Thalmann & Co, Btig LLC, and Gagnon Securities, LLC. James has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in New York. Currently, James is part of Gagnon Securities, LLC, which operates out of New York, New York. The firm has 22 employees and manages assets totaling $438.0 million. The firm serves high-net-worth clients and offers services including portfolio management for individuals and small businesses. The fee structure at Gagnon Securities, LLC includes asset-based and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Commissions

Office Location

1370 Avenue Of The Americas 26Th Floor
New York, NY 10019

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Gagnon Securities, LLC Brokerage Details

Total Assets Under Management

$437,985,074

NY Average: $7,464,549,021
Total Number of Employees

22

NY Average: 88
Total Number of Accounts

1,242

NY Average: 3,892
Average Account Size

$352,645

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

James Colby Work History

2020 - Present (5 years)

Gagnon Securities, LLC

2018 - 2020 (2 years)

Btig LLC

2014 - 2018 (4 years)

Ladenburg Thalmann & Co

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of James Colby to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Gagnon Securities, LLC

James Colby
New York, NY
James Cappello
New York, NY
Adrienne Garofalo
New York, NY
Donald Drew
New York, NY
Sarah Jilla
New York, NY
Michelle Simmons
New York, NY
Cynthia Roberts
New York, NY
Jessica Vingiello
New York, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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