James
Cox
Continuum Wealth Advisors, LLC
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About this Advisor
James Cox is a certified financial planner and chartered financial consultant who works out of Saratoga Springs, New York. Cox works at Continuum Wealth Advisors, LLC. During their career, the advisor has held roles at Retirement Planning Group, LLC, Ameritas Investment Corp, Securities Service Network, Ssn Advisory, Inc, Securities America, Inc, Arbor Point Advisors, Purshe Kaplan Sterling Investments, Continuum Wealth Advisors, LLC and The Ayco Company, L.P./Mercer Allied. Cox holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to work in New York. Continuum Wealth Advisors, LLC is a firm operating out of Saratoga Springs, NY. It controls $169 million in assets under management across its 688 client accounts, placing it among the mid-sized investment advisory firms in the country by assets under management. Of its 688 customer accounts, 16% are held by high-net-worth investors who have at least $1 million in assets. Continuum Wealth Advisors, LLC has a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. A financial advisor's fees usually vary depending on the type of financial services offered. Fees charged by Continuum Wealth Advisors, LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Continuum Wealth Advisors, LLC Brokerage Details
$169,255,785
5
688
$246,011
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
James Cox Work History
James has been registered as a financial advisor for 0 years.*
Continuum Wealth Advisors, LLC
Purshe Kaplan Sterling Investments
Securities America, Inc
Arbor Point Advisors
Securities Service Network
Ssn Advisory, Inc
Retirement Planning Group, LLC
Ameritas Investment Corp
The Ayco Company, L.P./Mercer Allied
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Cox to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Continuum Wealth Advisors, LLC
Saratoga Springs, NY
Saratoga Springs, NY
Saratoga Springs, NY
Saratoga Springs, NY
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.