James
Lee

Stirlingshire Investments

CRD#5352058
Investment Advisor
in New York, NY

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About this Advisor

James Lee is a financial advisor based in New York, New York, working with Stirlingshire Investments. James has previously held positions at Skyworks Solutions, Ljr Financial & Insurance Services, Transamerica Financial Advisors, Inc, World Financial Group, Inc, H.D. Vest Advisory Services, H.D. Vest Investment Securities, James Lee - Residential Rental, Lj Reed Tax And Financial Planning Services, Stirlingshire Bd LLC, and Stirlingshire Ria LLC. James has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in California and New York. Currently, James is part of Stirlingshire Investments, which operates out of New York, New York. The firm has 11 employees and manages assets totaling $37.0 million. The firm serves a variety of clients, including high-net-worth individuals. The services offered by the firm include financial planning services and portfolio management for individuals and small businesses. The fee structure at Stirlingshire Investments includes asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

15 W 38Th St. #704
New York, NY 10018

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Stirlingshire Investments Brokerage Details

Total Assets Under Management

$36,957,914

NY Average: $7,464,549,021
Total Number of Employees

11

NY Average: 88
Total Number of Accounts

97

NY Average: 3,892
Average Account Size

$381,009

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

James Lee Work History

2023 - Present (1 year)

Stirlingshire Bd LLC

2023 - Present (1 year)

Stirlingshire Ria LLC

2019 - Present (5 years)

World Financial Group, Inc

2014 - Present (10 years)

Ljr Financial & Insurance Services

2003 - Present (21 years)

James Lee - Residential Rental

2000 - Present (24 years)

Lj Reed Tax And Financial Planning Services

2019 - 2023 (4 years)

Transamerica Financial Advisors, Inc

2008 - 2019 (11 years)

H.D. Vest Investment Securities

2007 - 2019 (12 years)

H.D. Vest Advisory Services

1999 - 2017 (18 years)

Skyworks Solutions

1999 - 2017 (18 years)

Skyworks Solutions

1999 - 2017 (18 years)

Skyworks Solutions

Disclosures

Please visit the SEC profile of James Lee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stirlingshire Investments

Rolandus Johnson
New York, NY
Kyle Cronan
The Woodlands, TX
Steven Stewart
New York, NY
Scott Valenti
New York, NY
Richard Buffkin
New York, NY
Matthew Greene
New York, NY
David Paul
Wooster, OH
Michael Saenz
Houston, TX

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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